Gap Analysis and Competitive Bids for Settlement Funds

A Countywide Model for Funding and Oversight

Sacramento County, California | Sacramento County Division of Behavioral Health, Substance Use Prevention and Treatment Services
CALIFORNIA Urban Suburban Rural Pop. 1.6M Launched 2023
A tree-lined street in downtown Sacramento, California, with light rail tracks running down the centre beneath a full canopy of mature trees.
Lead Agency
Sacramento County Division of Behavioral Health, Substance Use Prevention and Treatment Services
Location
Sacramento County, California
Year Launched
FY 2023-2024 planning year; most programs launched FY 2024-2025 and continue through FY 2025-2026
Opioid Settlement
100% (funded programs are fully opioid settlement funded)
People Served
Countywide, including about 24% of the jail population receiving MAT and 3,600 people in custody reached through tablet-based education.
Service Type
Planning & Coordination, Data & Research
10
Funded initiatives
treatment, prevention, outreach, recovery, and overdose response
$1.86M
Third-year settlement payment
100% settlement funded
24%
Jail population receiving MAT
medication-assisted treatment in custody

Sacramento County uses opioid settlement funds to support ten treatment, prevention, outreach, recovery, and overdose response initiatives selected through a community-informed competitive process and monitored through county-level reporting.


The Challenge They Were Addressing

When Sacramento County began receiving opioid settlement funds, it needed a way to turn a one-time revenue stream into services that matched local needs. The county is a behavioral health system that has spent years integrating mental health and substance use programs that were once siloed. Many programs across the treatment, prevention, and recovery continuum were already operating. Still, there were clear gaps: people were being screened for mental health needs without a reliable linkage to substance use treatment, and services inside the county jail were limited before settlement funding arrived.

Fentanyl made opioids the county's top misused substance, while methamphetamine has been a persistent number one or number two substance for decades. Because the need cut across systems, the county wanted funding decisions grounded in two questions at once: where are the gaps in the current county service continuum, and what does the community want the county to work on locally. Answering both required a structured process rather than a first-come, first-served funding approach.

Sacramento County placed responsibility for the funds with the Division of Behavioral Health, because substance use prevention and treatment services already sit within that division. The county then built a governance and allocation model that included a planning year, community engagement, a gap analysis, a competitive selection process, provider contracts, and a reporting system to track whether funded programs produced results.


What They Built

In the FY 2023-2024 planning year, the county ran extensive community engagement to learn what residents wanted from settlement-funded activities. Staff conducted a countywide survey that reached hundreds of respondents and brought the same questions to the county's advisory boards, including the Opioid Coalition, Alcohol and Drug Advisory Board, and Public Health Advisory Board. The county recently created a new Behavioral Health Commission that combined the Mental Health Board and the Alcohol and Drug Advisory Board.

At the same time, county staff analyzed the existing service continuum to identify gaps that settlement dollars could fill, particularly in co-occurring services within existing mental health programs. The county then combined its internal gap analysis with community priorities and put the priorities out to competitive bid, giving community-based organizations an open opportunity to apply. That first year covered planning, contract negotiation, and selection. Most of the ten funded programs began in FY 2024-2025 and continue through FY 2025-2026.

Once programs were funded, the county created reporting forms and collected provider reports throughout the year. Staff review each report, provide technical assistance when a report is missing high-impact abatement activity information or other required detail, and use the data to prepare the annual expenditure report due September 1. The county also uses the data to realign services when a program is not meeting expectations, including the difficult decision to stop funding programs that are not producing outcomes and redirect those dollars.

County-level examples show how the model works in practice. The Homeless Engagement and Response Team cross-trains clinicians who work with people experiencing homelessness so they can screen for substance use and link people to medication-assisted treatment as well as mental health services. Crisis Receiving Engagement for Behavioral Health links people to MAT after discharge and includes built-in screening. Jail services expanded to include individual counseling, group counseling, withdrawal management, three forms of MAT, and discharge protocols that connect people to MAT immediately after induction into custody.

Key Program Components

County staffing and oversight
Dedicated county staff to monitor how settlement funds are used, oversee provider programs, and ensure services happen the way they are supposed to happen.
Community needs assessment
A countywide survey reaching hundreds of respondents plus feedback from advisory boards, coalitions, and the Behavioral Health Commission to set local priorities.
County gap analysis
An internal review of the treatment, prevention, and recovery continuum to find where settlement dollars could fill gaps, especially for co-occurring work and outreach.
Competitive selection process
An open, competitive bid that gave community-based organizations a fair opportunity to apply, with awards tied to identified priorities and allowable uses.
Provider contracts and technical assistance
Contracts with funded providers, plus county-level technical assistance when reports are missing high-impact abatement activity information or other required detail.
Reporting and expenditure tracking
County-created reporting forms and provider reports gathered throughout the year. The forms feed the annual expenditure report due September 1 and inform decisions about realigning services.
Compliance with high-impact abatement rules
Program design that keeps California high-impact abatement activities in view, since 50% of funds must go toward those activities, supported by DHCS webinars and guidance, and county counsel when needed.

Who You Need at the Table

Required Partners
Role
Division of Behavioral Health, Substance Use Prevention and Treatment Services (Lead)
Oversees the settlement funds, runs the planning, selection, and reporting process, and provides technical assistance to providers.
Department of Health Services leadership
County leadership across the department; behavioral health sits alongside public health, correctional health, and primary health.
Public Health
A close partner within Health Services on prevention priorities and countywide response.
Correctional Health
Supports in-custody MAT, counseling, withdrawal management, and discharge linkage in the county jails.
Primary Health
Part of the Health Services structure supporting linkage and co-occurring care.
Funded providers
Community-based organizations delivering the ten funded initiatives and submitting reports.
Probation, courts, and jails
Essential partners for justice-involved programs such as the OUD Justice Diversion Program and in-custody MAT.
Helpful Partners
Role
County counsel
Consulted as needed on allowable uses and compliance questions.
Opioid and methamphetamine coalition
A forum for community updates and feedback: the county combined its opioid and methamphetamine coalitions to streamline operations.
Advisory boards and Behavioral Health Commission
Provide community feedback, buy-in, and a venue for regular reporting on how funds are used.
DHCS and California OSF guidance structures
Provide webinars, written guidance, and the expenditure reporting requirements that the county follows.

What made a willing partner essential vs. optional?

County behavioral health staff run the process, and leadership across the Department of Health Services makes the funding and realignment decisions possible. Correctional health, probation, the courts, and the jails are required for justice-involved programs, and funded providers must deliver the services. These relationships work in Sacramento County because the county has long-standing interdepartmental partnerships across child welfare, probation, public health, law enforcement, and the court system, maintained through regular meetings and communication.

Helpful partners extend reach and improve quality without being essential to day-one operations. County counsel is consulted a few times as questions arise. The opioid and methamphetamine coalition, the advisory boards, and the Behavioral Health Commission provide community feedback and a place to report out. DHCS and the state's guidance structures shape what is allowable. The county notes that hospital systems remain places where linkage from emergency department discharge to community-based programming still needs improvement.


"We look at this from two different angles: where are the gaps in our current continuum at the county level, and what does the community want us to work on here locally?"
Lori Miller, LCSW, Division Manager, Substance Use Prevention and Treatment Services

Budget Breakdown

$1.86M
Total Settlement Payment
county's third year of settlement payments
100%
Opioid Settlement Funding
funded programs are fully settlement funded
10
Funded Initiatives
selected through competitive bid
Operations Budget
Administered within the Division of Behavioral Health, Substance Use Prevention and Treatment Services
Primary Funding Source
California opioid settlement funds, guided by DHCS requirements
Additional Funding
None for the funded programs; each is fully settlement funded
Budget Category
Amount
Notes
Treatment programs
Share of funded initiatives
Includes MAT for the incarcerated population, the OUD Justice Diversion Program, and MAT linkage through crisis and homeless engagement services.
Prevention and education
Share of funded initiatives
Includes National Training Institute (NTI), Omni Youth Programs, and Public Health Institute prevention and education programs, as well as the Sacramento County Opioid Coalition.
Overdose response and outreach
Share of funded initiatives
Includes the Harm Reduction Services, Inc., OUD Program, and Safer Alternatives through Networking and Education (SANE).
High-impact abatement activities
At least 50% of funds
California requires that at least half of the funds go toward high-impact abatement activities; program design keeps this requirement in view.
County administration and oversight
Included in the county function
Dedicated county staffing to run the selection process, provide technical assistance, and complete expenditure reporting.
Reporting and data
Included in the county function
County-created reporting forms and provider reports gathered throughout the year to support expenditure reporting and realignment.

What is the minimum viable budget to replicate this?

The minimum viable version is a governance function. A county needs enough staffing to oversee how funds are used, a way to analyze gaps in its existing continuum, a process to ask the community what it wants, alignment of funding options with allowable and high-impact abatement requirements, and a transparent selection and reporting process created before any money goes out. A smaller county with a modest settlement can run this lean by focusing on a few priorities and using existing programs where settlement dollars can fill a clear gap.


What Worked and Why

Specific decisions or design features that drove success

Dedicated county staffing came first. Before spending, the county built internal capacity to monitor how funds are used, oversee providers, and confirm that services are delivered as intended. That staffing makes the rest of the model, from selection to reporting to realignment, possible.

The county combined an early community needs assessment with an internal gap analysis. A countywide survey and advisory board feedback captured what the community wanted, while the county's own analysis identified where settlement dollars could fill gaps in the existing continuum. Using both sources meant that funding decisions covered community priorities and system needs simultaneously.

A competitive selection process gave community-based organizations a fair, open opportunity to apply and gave the county a defensible basis for its choices. Pairing that process with clear expectations for reporting helped the county show that funded programs were producing positive outcomes.

Designing programs around California high-impact abatement activities kept the county compliant with the rule that at least 50% of funds go toward those activities. Staff attended DHCS webinars, took detailed notes, and consulted county counsel a few times to confirm appropriate use, which reduced the need for outside technical assistance later.

Regular provider reporting and county-level technical assistance created a feedback loop. Staff review reports throughout the year, follow up when required information is missing, and use the data both to prepare the annual expenditure report and to realign services when a program is not meeting the mark. Long-standing interdepartmental relationships made this coordination smoother.

"We created reporting forms that we use throughout the year. That way, when we sit down to write the annual report, it is not this massive undertaking. We try to keep up on it throughout the year."
Stephanie Dasalla, Health Program Manager, Substance Use Prevention and Treatment Services

Early outcomes and data

  • Ten initiatives were funded across treatment, prevention, outreach, recovery, and overdose response.

  • MAT services are provided to approximately 24% of the jail population.

  • Group counseling in the jails reaches about 500 to 600 people per month.

  • Tablet-based MAT and substance use education, plus release resources, were provided to 3,600 people in custody.

  • Street outreach and engagement teams distributed naloxone, inducted people onto MAT, and linked them to treatment.

  • Expanded access to naloxone for overdose reversals; 20,446 naloxone kits distributed throughout the county.

  • Increased social media presence and easier access to opioid resources and treatment options: 1.5+ million impressions.

  • Reporting forms created and provider reports gathered throughout the year to support the annual expenditure report due September 1.


Replication Guide
How to Replicate This Model
Minimum viable version
The minimum viable version of this model is a governance and allocation function. A county assigns accountable staff to oversee settlement funds, analyzes the gaps in its existing treatment, prevention, and recovery continuum, asks the community what it wants through a survey or focus groups, aligns funding options with allowable and high-impact abatement requirements, and creates a transparent selection and reporting process before any money goes out.
First three steps
1
Assign accountable staff and learn the settlement requirements. Put a named person or team in charge of the funds and have them learn what the settlement is, why the county has it, and what is allowable. Attend state webinars and take detailed notes so the county is clear on its obligations before incurring any costs.
2
Run a local gap and community needs assessment. Analyze the county's existing treatment, prevention, and recovery continuum to find gaps, and run a survey or focus groups to learn what the community wants. Using both sources covers system needs and community priorities at once.
3
Design a transparent funding and reporting process. Build a competitive selection process and reporting forms tied to allowable uses and high-impact abatement requirements before money goes out, so expectations, measures, and accountability are set from the start.
Common Pitfalls
Understaffing administration: Trying to run selection, oversight, and reporting without dedicated staff leaves a county unable to confirm that services are happening as intended.
Funding projects before defining reporting measures: Awarding money before deciding what data providers must report makes it hard to show outcomes or to realign services later.
Ignoring community voice: Skipping a survey or focus groups risks funding that does not match local priorities and reduces community buy-in.
Not aligning with high-impact abatement and allowable-use rules: Overlooking the requirement that at least 50% of funds go toward high-impact abatement activities can lead to costly rework.
Failing to explain unfunded decisions: Community groups and providers that are not funded will have questions; a county needs a clear, consistent explanation of why programs were selected.
Not planning for sustainability: Settlement funding will not last forever, so counties should plan early for how strong programs might continue when the funding ends.

Lessons Learned

  • Staff the oversight function before spending. Sacramento County first built internal capacity to monitor funds and oversee programs. That staffing enables selection, reporting, and realignment.

  • Combine county gap analysis with community priorities. Pairing an internal continuum review with a countywide survey and advisory board feedback enabled the county to fund both system needs and community requests.

  • Keep high-impact abatement activities in view from the start. Because at least 50% of funds must go toward high-impact abatement activities, designing programs around those activities early avoided rework after the first year.

  • Use regular reporting to guide tough decisions. Collecting provider data throughout the year made the annual expenditure report manageable and gave the county the basis to realign or stop funding programs that were not producing outcomes.

  • Expect questions from those who were not funded. Many worthy requests could not be funded. Being ready to explain why programs were selected and the benefit to the county system helped the county field those questions.

  • Plan for life after settlement funding. The county wants strong programs to continue once settlement dollars run out and would welcome a state process that directs any remaining funds to counties that produce measurable outcomes.


Primary Contact
Lori Miller, LCSW
Division Manager, Substance Use Prevention and Treatment Services, Division of Behavioral Health, Sacramento County
Additional Contacts
Stephanie Dasalla, Health Program Manager, Substance Use Prevention and Treatment Services, Division of Behavioral Health
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